- 登入中信銀行國際網上理財
- 選擇證券交易(須進行雙重認證) > 選擇證券交易市場（香港證券交易 / 中國A股交易 / 美國證券交易）
- 輸入買賣交易指示內容 > 按遞交鍵
- 核實交易指示內容無誤 > 按確定鍵
- 系統接納交易指示後，會顯示交易編號(你可於「交易情況 / 更改交易指示」查詢有關交易狀態資料)
當閣下登入後，可以在交易頁面頁進行買賣，請參照以下步驟：
When it is entered, the sale can be made on the trading page, as follows:
- 輸入適當的證券編號或代號(如果閣下不知道證券編號或代號，請按「查詢編號」進行查詢。)
- 在「股數」欄輸入閣下想買入或賣出的股數。
- 輸入「限定價格」（如適用）
- 選擇「有效日期」（如適用）。
- 按「遞交」按鈕預覽閣下所輸入的指令或按「清除」按鈕清除所有以選擇之項目及重新開始。
- 按「確定」進行閣下的交易指令。
交易確認隨後便會顯示，以確定此交易指令已被接受並進行處理。此時，閣下亦會收到一個交易編號。
The transaction will then be confirmed to make sure that the transaction instruction has been accepted and processed.
當本行確認處理買盤指示後，有關之買貨金額將會被凍結。本行會於結算日於閣下之賬戶內扣除已認購之證券款項。閣下已購入之證券於交易日及結算日中間之時段仍然於閣下之賬戶內享有利息。
When the Bank confirms that the purchase instructions are processed, the purchase will be frozen. The Bank will deduct the amount of the certified certificate from its account on the closing day.
請於交易頁面，選擇適當的戶口，再按「戶口可供交易的總結餘」，各貨幣之可供交易的總結餘即一目了然。
Please select the appropriate account on the transaction page and then click on the "list available for the transaction" and the balance of the currency available for the transaction is immediately apparent.
閣下會立即在網上收到一個交易編號，這表示本行已收到閣下的指令。閣下需按「交易狀況」檢閱閣下的買賣指令狀況，查看閣下指令是否經已執行。
You will receive a transaction number on the Internet immediately, which means that the bank has received instructions from the minister.
買賣狀況的類別包括執行中、已掛牌、全數成交、部份成交、已過期指令及交易被拒絕。
The categories of sales include active, listed, fully traded, partially traded, expired orders and rejected transactions.
- 待處理 - 交易指示待本行處理。
- 執行中 - 交易指示處理中。
- 已掛牌 - 待完成交易指示。
- 全數成交 - 交易指示全數被執行。
- 部份成交 - 交易指示部份被執行。
- 已過期指令 - 交易指示還未執行因已過了原有之指定時間。
- 交易被拒絕 - 交易指示因特定原因被拒絕。
你只須在證券交易版面(須進行雙重認證)，再進入「交易情況 / 更改交易指示」版面，便可查詢交易狀況或成盤結果。你亦可選擇接收電郵/短訊以獲通知成盤結果。
You can also choose to receive e-mails/sMS messages to get the results.
在證券交易版面(須進行雙重認證)
On certificate trading board (double authentication required)
- 按「交易情況 / 更改交易指示」。
- 在選定之交易指示列選擇「更改」，畫面上便會隨後出現「更改買賣指令」版面。
- 於所需的欄目內輸入更改的指令。此時現有指令詳情會列在畫面的左方，使比較起來更為方便。
- 交易確認隨後便會顯示，以確定此交易指令當中的更改已被接收，並進行處理。在這裡，閣下可進入「交易狀況」連結查核閣下的指令狀況。
請注意：本行將盡最大努力迅速地將取消交易指示遞交至各個交易市場。任何全數取消，未完成交易或部份成交之更改交易指示，並不能保證完全執行，基於原有的交易指示或已部份或全部被執行。更改交易指示或取消交易指示將視乎市場情況及原有的交易指示之執行情況而定。
Please note that the Bank will do its utmost to forward the cancellation instructions to the respective trading markets as quickly as possible. Any total cancellations, incomplete transactions, or partial transaction change instructions cannot be guaranteed to be fully enforced, either on the basis of the original transaction instructions or on the basis that they have been partially or fully enforced.
在證券交易版面(須進行雙重認證)
On certificate trading board (double authentication required)
- 按「交易情況/更改交易指示」。
- 在選定之交易指示列選擇「取消」，畫面上便會隨後出現「取消交易指示」版面。
- 按「取消交易」鍵以確定進行取消指令的步驟。
- 如果閣下選擇取消了一張不當的指令或閣下原本並不想取消的指令，請按「取消」鍵。如果當中發生錯誤，此時版面會顯示詳情。
- 交易確認隨後便會顯示，以確定此交易指令已被接收，並進行處理。在這裡，閣下可再按入「交易狀況」查核閣下的指令狀況。
閣下可取消仍未成交的證券買賣指令。只須到「交易狀況」版面然後按「取消」，閣下便可取消指令。請注意客户所提交的取消指令本行將盡最大努力迅速地將取消交易指示遞交至各個交易市場。任何全數取消，未完成交易或部份成交之更改交易指示，並不能保證完全執行，基於原有的交易指示或已部份或全部被執行。
Please note that the cancellation instructions submitted by the client will be forwarded to each trading market as quickly as possible. Any full cancellation, incomplete transaction or partial transaction change instructions cannot be guaranteed to be fully enforced, based on the original transaction instructions or partial or all of them.
在有效日期收市後，所有未能配對的買賣盤將被刪除。如閣下想將指令於下一個工作天執行，閣下須在收市後重新輸入指令。
When the market is closed on the effective date, all unmatched sales boards will be deleted. If you want instructions to be executed on the next working day, you need to re-enter them after the market is closed.
被取消之交易所涉及的「待執行指令所預留現金」會撥回至「買貨可使用結餘」。
In the case of cancelled transactions, the amount of cash reserved by the pending order will be transferred back to the "buyable surplus".
於有效日期收市以後，此類交易指示會於「交易狀況」顯示為「已過期指令」，其涉及的「待執行指令所預留現金」會撥回至「買貨可使用結餘」。
When the market is closed on the effective date, the trade instructions will be shown as "problems of the transaction" and the "deprecated cash reserve" will be transferred back to "obtainable surplus".
在同一交易日經同一交易途徑進行之相同股票買入交易，佣金將按買入交易的總成交金額合併計算。此佣金計算之邏輯亦適用於沽售交易。就合單的條件，請參考以下例子。
例子：
一般客戶於同一交易日分別經inVest及inMotion買賣相同股票共4次，交易詳情如下：
* 證券經紀佣金最低收費為港幣100元
不能合單的交易：
1及2 ：雖然
inVest及inMotion均為本行的流動應用程式，佣金率同為0.15%，但屬兩個交易途徑，故此，佣金將分別按經inVest及inMotion買入之成交金額計算，即HKD302.50
(=100.00+202.50)。
可合單的交易：
3及4：經inVest沽出相同股票，交易佣金可以按沽出之成交金額合併計算，即HKD225.00(=(15,000+135,000)X 0.15%)。
For example:
example:
general customer buys the same stock four times on the same transaction day, as follows:
如客戶於半年期間(每年1月至6月、7月至12月)曾於本行持有任何市場之股票及未曾進行任何市場之股票買入或賣出交易，本行將每半年收取一次證券託管費用。有關證券託管費用每半年收取並分別於該年7月及翌年1月扣除。就符合豁免證券託管費用的交易，請參考以下例子。
例子：
以下為客戶之交易記錄：
上半年：客戶因於2021年上半年有一筆股票買入交易，符合豁免證券託管費用條件，故2021年7月無需支付2021年上半年的證券託管費用。
下半年：由於新股認購及股票轉入轉出都不被視為股票買賣交易，且客戶持有股票X，故需於2022年1月支付2021年下半年的證券託管費用。
If the client has held shares in any market during the six-month period (January-June, July-December of each year) and has not made any stock sale in any market, the bank will charge a voucher charge every six-month period. The voucher charge is collected semi-yearly and will be deducted in July and January of the following year. For example:
for stock held in any market and stock not sold in any market. >
「平均成本」是根據本行所知的以加權平均買入價及收費計算，所顯示之金額只供參考之用。
The ‘average cost’ is based on the Bank’s knowledge of the average purchase price and fees, and the amount shown is only for reference purposes.
如閣下持有於2015年2月27日或之前買入的美國證券，有關持貨的加權平均成本會按2015年2月27日之收市價計算。
If you hold a United States certificate purchased on or before 27 February 2015, the average incremental cost of the goods in question will be calculated at the market price on 27 February 2015.
是。現時每筆證券交易的交易限額為等值港幣$5,000,000。
Yes. The transaction limit for each certificate transaction is 5,000,000 Hong Kong dollars.
如果賬戶內當日有交易紀錄，閣下便會收到日結單。月結單亦會於每月的首七天內寄給閣下。閣下可於月結單上看到閣下在過去一個月內所進行的交易紀錄，以及閣下賬戶內持有的證券。再者，閣下亦可於網上翻閱閣下的賬戶資料。
If there is a record of the transaction in the account that day, the Minister will receive the order of the day. The monthly bill will also be sent to the Minister within the first seven days of the month.
閣下可提出要求取得複印的結單。閣下可致電本行的證券服務專線向本行之產品專員指出要求，此服務需額外收費。
You can ask for a copy of the certificate.
你可親臨中信銀行（國際）分行，或致電與本行客戶服務主任聯絡(香港證券及滬港通服務請致電：2287 6088；美國證券服務請致電：2287 6688)。
You can call the Central Bank (international) branch or call the Director of Services (Hong Kong Certificate and Hong Kong Port Services to call: 2287 6088; US Certificate Service to call: 2287 6688).
為加強網上交易之保安措施，客戶於網上進行證券交易或查詢前，必須進行雙重認證。
In order to strengthen security measures for online transactions, the client must double-check the certificate before carrying out the online transaction or checking.
請參閱「投資產品服務收費」。
Please see "Investment Services Charges".
系統會根據你的證券購買力去計算所選股票的最大可買股數，或根據你的證券持倉狀況顯示你所選股票最大可沽的股數，以供參考。此外，版面亦提供快捷交易按鈕讓你根據購買力或證券持倉股數的全倉、半倉、1/3倉及1/4倉以進行買賣，為你提供更快捷的交易。
The system will calculate the maximum amount of stock available for the stock selected on the basis of the purchasing power of your certificate, or show, for reference purposes, the maximum amount of stock available for the stock selected according to your certificate holdings. In addition, the layout will provide a fast-trading button to allow you to make a faster deal based on the full warehouse, half warehouse, one third of the warehouse and one quarter of the warehouse stock for the purchase power or certificate.
inVest動感投資為你提供港股、中國A股及美股的證券投資服務，包括：
InVest Motivation Investment provides you with certificate investment services in Hong Kong, China A and the United States of America, including:
- 證券交易
- 查詢交易指示狀況
- 更改及/或取消交易
- 查詢成交記錄
- 查詢持倉狀況
- 自選組合
- 新股認購（只適用於港股）
- 回覆公司行動
- 到價提示
inVest動感投資為你提供股票報價、個股追蹤、熱門股票、指數、自選組合、到價提示、市場新聞，板塊等資訊。
Inventive investment provides you with information such as stock exchange, stock tracking, popular stock, index, self-grouping, price alerts, market news, panels, etc.
(註：你必須登入才能獲取即時報價和美股相關市場資訊)
(Note: You have to log in to get real-time market information about the US share)
現有客戶需要持有：
There are clients who need to hold:
- 網上理財賬戶
- 1戶通
- inMotion動感銀行應用程式(已啟用裝置綁定)
便可登入inVest動感投資以享用相關投資服務。
If you want to do so, you can log into the InVest Momentum to access the relevant investment services.
* 當你首次登入inVest動感投資時，你將會收到短訊和電郵通知。
* When you first log into the InVest Motion Investment, you will receive SMS and e-mail notifications.
個股追蹤會列出市場上升幅最大的股票或你的自選組合、證券持倉和最近搜尋的股票，以便你隨時監察市場資訊。至於熱門股票則會列出市場上量比和換手率最高的的十隻股票，以供參考。
A stock track will list the largest market upswings or your own pool, stock holding and recently searched shares, so that you can monitor market information at any time. As for hot stocks, the top ten shares in the market are listed for reference.
你可以在自選組合中為每個市場設定多達30隻股票。
You can set up 30 more shares per market in your own group.
你可在「報價」和「交易」版面輸入股票編號、股票名稱或關鍵字搜尋股票。
You can enter stock numbers, stock names or keywords on the "price" and "trade" pages to search for stocks.
你可以在股票報價版面和「設定」中檢查剩餘的免費即時報價次數。
You can check the remaining free-in-time prices on the stock market page and in the settings.
inVest動感投資將根據你的證券持倉和自選組合向你發送有關市場資訊的推送通知，包括技術分析、公司行動，股息和新聞提示等。你可以隨時於「設定」版面關閉相關提示的推送通知功能。
InVest Motion Investment will send you a notice of market information, including technical analysis, company action, dividends, and news alerts, based on your certificate warehouse and self-checking.
你可透過網上理財、inMotion動感銀行、CITIC流動理財、自動化或專人接聽的證券買賣專線查詢、更改或取消交易指示。
You can check, change or cancel the transaction instructions via online finance, inMotion Motion Bank, CITIC money flow, automated or customized certificate buying and selling.
(inMotion動感銀行不設更改交易指示服務)
(inMotion Motion Bank does not have a transactional instruction service)
你可透過以下渠道買賣香港證劵：
You can sell Hong Kong certificates through the following channels:
- 網上理財
- inVest 動感投資
- inMotion 動感銀行*
- 自動電話理財證券買賣專線
- 專人接聽證券買賣熱線
* 就有關inMotion動感銀行上的證券買賣，請參閱inMotion內的常見問題以獲悉更多資訊。
* For more information about the sale of certificates inmotion-motion banks, please refer to the usual questions inmotion.
你可選擇：
You have a choice:
- 競價限價盤
- 增強限價盤
- 市價盤
- 獲利限價盤
- 止蝕限價盤
你只須在「證券交易」版面(須進行雙重認證)選擇「香港證券交易」，再進入「沽出碎股」版面，你便可輸入碎股沽盤。請注意，本行不接受碎股買入交易。
You only have to choose the "Hong Kong Stock Exchange" on the "Certificate Exchange" (double authentication) page, and then enter the "Sticking Stock" section, and you can enter the "Sticking Stock" section. Please note that the Bank does not accept the buyout.
「有效日期」功能讓你可設定交易盤最長有效期至八個交易日。帶至下一交易日之交易將以競價限價盤之形式於開市前時段處理。如交易已部份成盤、全數成盤、取消或被拒納，指示將不會帶至下一個交易日。
The ‘effective date’ function allows you to set the transaction board for a maximum of eight transaction days. A transaction that takes you to the next transaction date will be processed in the form of a competitive price-limit during the pre-market period. If the transaction is partially complete, full-sized, cancelled or rejected, the instruction will not be taken to the next transaction day.
本行只接受落盤價格離現價199個價位範圍內的競價限價盤及離現價23個價位範圍內的增強限價盤。超出以上範圍的交易指示將被拒納。
The Bank accepts only competitive price limits within 199 prices and within 23 prices. Trade instructions beyond the above range will be denied.
| 股價由(HK$) | 最低上落價位 |
|---|---|
| 0.01 | 0.001 |
| 0.25 | 0.005 |
| 0.50 | 0.010 |
| 1.00 | 0.010 |
| 2.00 | 0.010 |
| 5.00 | 0.010 |
| 10.00 | 0.020 |
| 20.00 | 0.050 |
| 100.00 | 0.100 |
| 200.00 | 0.200 |
| 500.00 | 0.500 |
| 1000.00 | 1.000 |
| 2000.00 | 2.000 |
| 5,000.00 至 9,995.00 | 5.000 |
你只須在「證券交易」(須進行雙重認證)版面選擇「香港證券交易」，再進入「交易情況 / 更改交易指示」版面以處理改盤或取消盤指示。請注意，已確定之沽出碎股指示不能作更改或取消。
You must only select a " Hong Kong certificate transaction" on the "Certificate Exchange" (double authentication) page, and then enter the "Situation of Transactions / Change of Transactions Instructions" section to process changes or cancel the instructions. Note that confirmed shares may not be changed or cancelled.
可以。你可選擇跨渠道處理交易指示。例如，你可透過自動化電話系統或專人接聽電話交易專線處理各指示。
Yes. You can choose to handle instructions across channels. For example, you can handle instructions through automated telephone systems or on-call lines.
香港證券交易會按照港交所的交收週期進行。證券及款項的交收會於T+2交易日進行。
The certificate and payment will be paid on the day of the T+2 transaction.
按照納斯達克–美國證券交易所試驗計劃(試驗計劃)掛牌買賣的證券是為熟悉投資技巧的投資者而設的。你在買賣該項試驗計劃的證券之前，應先諮詢有關持牌人或註冊人的意見和熟悉該項試驗計劃。你應知悉，按照該項試驗計劃掛牌買賣的證券並非以香港聯合交易所有限公司的主板或創業板作第一或第二上市的證券類別加以監管。
A certificate for sale under the Nasdak-American Stock Exchange Test Scheme is designed for investors who are familiar with investment techniques. Before you buy a certificate for the test, you should consult about the holder or registered person’s views and familiarity with the test. You should know that the certificate for sale under the Test Scheme is not controlled by the first or second-listed type of certificate on the Hong Kong Union Exchange Limited’s main board or start-up board.
雙櫃台證券指由交易所根據交易所規則指定的擁有港幣及人民幣櫃台並符合 Dual Counter Market Making 計劃資格的證券。
The two-storey certificate is a certificate designated by the exchange, in accordance with the rules of the exchange, for the possession of the Hong Kong currency and the People’s Currency counter and which meets the qualifications of the Dual Counter Market Making scheme.
雙櫃台證券名單將由交易所不時公佈，且僅同時於港幣及人民幣櫃 台發行的證券 (不包括交易所買賣產品 (「 ETP」)) 將獲考慮被列爲指定證券。
The certificate list will be published from time to time by the exchange and will only be issued in Hong Kong and the People’s Currency Counter (excluding the exchange for the sale of goods (‘ETP’)) and will be considered as a designated certificate.
交易所可指定任何證券爲雙櫃台證券或撤除任何指定雙櫃台證券，且會就每一次指定或撤除咨詢證券及期貨事務監察委員會（「證監會」）。
The exchange may designate any certificate as a two-room certificate or cancel any designated two-office certificate, and each time it designates or cancels the advisory certificate and the future cargo supervisory board (the " SEC " ).
交易所規則規定雙櫃台證券可以以兩種不同貨幣交易，惟有關證券須屬於同一類別證券。雙櫃台證券持有人按發行人組織章程文件所享有的權利也完全相同。港幣-人民幣雙櫃台安排僅供交易及結算之用。
The exchange rules stipulate that two counter certificates can be traded in two different currencies, except that the certificate in question must belong to the same type of certificate.
兩個櫃台的證券屬同一類別，於兩個櫃台持有的證券可在不改變實益擁有權的情況下轉換。
The certificates at the two counters are of the same type, and the certificates held at the two counters can be converted without changing the beneficial ownership rights.
投資者可通過股份代號及股份簡稱識別兩個櫃台。
Investors can identify two counters through a share code and a short list of shares.
一般原則是不同的股份代號會被分別分配予港幣櫃台及人民幣櫃台。對於股本證券，人民幣櫃台的股份代號為以「8」開始的五位數字，港幣櫃台的股份代號則為以「 0 」 開始的五位數字。
The principle is that different shares codes are assigned to the Hong Kong currency counter and to the People’s Currency counter separately. In the case of equity certificates, the People’s Currency counter shares code is five digits starting with “8” and the Hong Kong currency counter shares code starting with “0” instead.
與現時的分配安排一致，兩個櫃台的股份代號的最後四位數字通常相同。
o 港幣櫃台 - 0XXXX
o 人民幣櫃台 - 8XXXX
Consistent with the current distribution arrangements, the last four digits of the shares code for the two counters are usually the same.
o Hong Kong Currency Counter - 0XXXX
o People's Currency Counter - 8XXXX
兩個櫃台的股份簡稱也有不同。人民幣櫃台的股份簡稱將後綴「-R 」以表示該證券以人民幣交易。港幣櫃台則不會有特殊的股份簡稱標記。 以下是股份簡稱的示例：
o 港幣櫃台 - 「XYZ」
o 人民幣櫃台 - 「XYZ -R」
The shares of the two counters vary. The shares of the People’s Currency Counter are briefly called “-R” to indicate that the certificate is traded in the People’s Currency.
銀行只提供同一櫃台交易服務，即交易港幣計價證券或人民幣計價證券。惟暫不支援跨櫃台交易，即從一個櫃台買入並再於另一個櫃台賣出的兩筆獨立交易。
The bank only provides the same counter-trading service, i.e. trading Hong Kong currency or renminbi. Only two stand-alone transactions, bought from one counter and sold from another, are not supported for the time being.
您可透過電話銀行或私人銀行客戶經理向銀行發出「多櫃台合資格證券轉換指示」，將港幣計價證券轉換成人民幣計價證券，反之亦然，有關轉換需時約3個工作天，待轉換完成後，可於相應櫃台沽出該證券，有關收費可參閱投資產品服務收費表。
You can exchange the Hong Kong dollar vouchers into the People’s Currency Certificates through the Telephone Bank or private banker’s customer exchange instructions, and vice versa, for about three working days for the conversions, after which the certificate can be detected at the corresponding counter, and a fee sheet for the services of the investment product.
買賣「雙櫃台」(人民幣及港幣櫃台)證券時，請注意發行人可能只以人民幣分派股息。
When buying and selling "double counters" (people's currency and Hong Kong currency counters), please note that issuers may distribute dividends in yuan only.
香港投資者識別碼制度適用於香港聯合交易所（「聯交所」）上市或買賣的證券。銀行將須就在聯交所發出證券交易指令或進行須向聯交所作出匯報的非自動對盤交易的客戶，向聯交所的數據資料庫提交有關客戶識別信息 (包括姓名、身份證明文件的簽發司法管轄區、身份證明文件類別及身份證明文件號碼) 。
The Hong Kong Investment Identification System (HKIN) is suitable for certificates of listing or sale at the Hong Kong Union Exchange (HKX). The bank is required to submit customer identification information (including name, signature jurisdiction for identification documents, identification documents, categories of identity documents, and identification document numbers) to the data base of the Federation Office in connection with the transaction order or non-self-reciprocal transactions that must be reported to it.
香港投資者識別碼制度不適用於在香港期貨交易所交易系統買賣的衍生工具、非上市結構性產品（例如股票掛鈎投資工具及股票掛鈎票據）及依據這些產品而就相關聯交所上市證券作出的交付。
The Hong Kong Investment Index system is not suitable for derivatives sold in the Hong Kong Futures Exchange trading system, non-marketed structured products (e.g. stock holding instruments and stock stamping documents) and deliveries related to the delivery of market certificates based on these products.
現時，香港證券及期貨事務監察委員會（「證監會」）通過聯交所的交易系統，只可以知悉哪些交易所參與者 (即與聯交所系統直接對接的券商)就證券買賣下單。 當出現可疑交易時，證監會需要向券商索取該項交易背後的實際投資者資料，限制市場監察工作的有效性。通過投資者識別制度，證監會可更快得悉下單投資者的資料。這有助提升證監會的市場監察功能、保持市場的廉潔穩健並加强投資者保障，使市場行穩致遠。
At this point, the Hong Kong Securities and Futures Supervisory Board (CVM) can only know, through its joint transaction system, which exchange participants (i.e., those directly related to the ICMS system) buy and sell bills for securities. When suspicious transactions occur, the CVM needs to seek information from the issuer about the actual investors behind the transaction, limiting the effectiveness of market surveillance.
資料庫內的資料將加密處理，並僅讓證監會及聯交所的獲授權人員查取。任何資料查取的舉動將備有詳細紀錄，而未經授權的登入將被調查。保密資料庫將設置資料保安及資料查取監控措施。該等措施會定期更新，以緊貼最新的科技發展情況。
The data in the database will be encrypted and will only be accessed by the SEC and the authorized members of the consortium. Any data search will be documented in detail, and unauthorized entries will be investigated. The confidential database will set up data security and data access surveillance measures.
證監會就客戶識別信息中可接納的身份證明文件列出優先排序，根據以下清單首述的身份證明文件為優先，除非你並無持有該文件，則應使用所提述的下一份文件，如此類推。
The SEC lists the acceptable identification documents in the client's identification information in order of priority, based on the initial identification documents in the list below, and, unless you do not possess the document, uses the next document referred to, to the same extent.
如你是公司客戶，優先排序爲(1)法律實體識別編碼文件；或(2)公司註冊證明書；或(3)商業登記證；或(4)其他同等文件。
If you are a customer of the company, the priority is (i) a legal fact-recognition encoded document; or (ii) a certificate of incorporation; or (iii) a business registration certificate; or (iv) other equivalent documents.
如你是個人客戶，優先排序爲(1)香港身份證；或(2)國民身分證明文件；或(3)護照。
If you are a personal client, the priority is (1) a Hong Kong identity card; (2) a national identity document; or (3) a passport.
往來港澳通行證（俗稱雙程證）及前往港澳通行證（俗稱單程證）是由內地當局向中國居民發出的旅遊證件，而非國民身分證明文件或護照。如你是沒有香港身份證的中國居民，你應向銀行提供其內地身份證（國民身分證明文件）上的資料或（如沒有內地身份證）其護照上的資料，作為其客戶識別信息。
If you are a Chinese resident who does not have a Hong Kong identity card, you should provide the bank with the data on his inland ID (national identity certificate) or on his passport (e.g. no internal identity card) to identify your client.
根據《證券及期貨事務監察委員會持牌人或註冊人操守準則》（《操守準則》）第5.6(p)及5.7(h)段，銀行在向聯交所及／或證監會及／或其任何子公司及／或銀行使用之證券經紀轉移個人客戶的個人資料時，須取得個人客戶的明示同意 (公司客戶除外)。如屬聯名賬戶，所有賬戶持有人需提供適用於香港投資者識別碼制度同意指示而所有賬戶持有人的客戶識別信息均需提交聯交所的數據資料庫。
In accordance with paragraphs 5.6 (p) and 5.7 (h) of the Code of Conduct for Holders or Registerees of the Securities and Futures Supervisory Board ( " the Code of Conduct " ), banks must obtain the express consent of their clients (except corporate clients) when transferring personal data to the association and/or to the SEC and/or to any of its subsidiaries and/or banks for personal use. In the case of a joint account, all account holders are required to provide instructions appropriate to Hong Kong's investor identification system and all account holders'client identification information is required to submit to the Authority's database.
暫定於2022年下半年實施香港投資者識別碼制度，實施日期以最新的監管公告為準。
The introduction of the Hong Kong Investment Index (HKIP) system was tentatively scheduled for the second half of 2022, with the latest regulatory announcement as the date for its implementation.
你如未能在香港投資者識別碼制度實施前向銀行提供個人資料、上述之同意指示或客戶識別信息可接受的身份證明文件，可能意味著銀行在香港投資者識別碼制度正式生效後不會或不能夠再（視情況而定）執行你的交易指示、首次公開招股認購或向你提供證券相關服務，惟出售、轉出或提取你現有的證券持倉（如有）除外。
Failure to provide the bank with personal data prior to the implementation of the Hong Kong Investor Recognition System, the above-mentioned consent instructions or acceptable identification documents for client identification information may mean that the bank will not or cannot (as the case may be) execute your transactional instructions, first-time public admissions, or offer you a certificate-related service after the formal entry into force of the Hong Kong Investor Identification System, except for the sale, transfer or withdrawal of your existing certificates in storage, if any.
上述相關限制亦適用於聯名賬戶，如所有賬戶持有人未能在香港投資者識別碼制度實施前向銀行提供個人資料、上述之同意指示或客戶識別信息可接受的身份證明文件，上述有關證券交易活動的限制亦會適用於你的聯名賬戶。即使你在相關制度正式生效後提交上述同意指示和可接納的身份證明文件也有可能不是即時生效。
These restrictions apply also to joint accounts, where all account holders fail to provide the bank with personal data prior to the implementation of the Hong Kong Investor Recognition System, the above-mentioned consent instructions or acceptable identification documents for customer identification information, and the above-mentioned restrictions on securities trading activities apply to your joint name accounts. Even if you submit such consent instructions and acceptable identification documents after the relevant system has come into force, they may not be immediately effective.
為避免你賬戶受到不必要的限制，可以在香港投資者識別碼制度實施前透過inMotion動感銀行、inVest動感投資、網上理財服務或自動電話理財證券買賣專線提交電子投資者識別碼制度同意指示。
In order to avoid unnecessary restrictions on your account, it is possible to use the InMotion Movement Bank, the InVest Motivation Bank, online financial services, or the Automatic Telephone Certificates Purchase and Sale Speciality to submit an EPI directive prior to the implementation of the Hong Kong Investor Identification System.
你可以親臨任何一間分行或聯絡你的客戶經理，填寫香港投資者識別碼制度客戶同意書。即使你其後宣稱撤回同意，銀行在你宣稱撤回同意後，仍可繼續儲存、處理、使用、披露或轉移你的個人資料以作客戶聲明部分表述之用途。
Even if you later claim to withdraw your consent, the bank can continue to store, process, use, disclose or transfer your personal data for the purpose of the client’s declaration.
銀行需要時間處理你上述的明示同意指示及/或可接納的身份證明文件之更新，而且你的指示/更新可能不會立即生效。為避免你之交易受到不必要的限制，請儘快在香港投資者識別碼制度實施前(2022年下半年)提交明示同意指示，並就你客戶識別信息的任何重大變更即時通知銀行。
In order to avoid unnecessary restrictions on your transactions, the bank needs time to process the above-mentioned express consent instructions and/or the update of the acceptable identification documents.
你可親臨中信銀行（國際）分行與你的客戶服務經理(如適用)或向分行職員查詢。
You can visit a branch of the Central Bank (international) and your client service manager (if appropriate) or consult a branch officer.
香港投資者識別碼制度下的投資者身份安排亦將適用於首次公開招股認購，暫定於2022年第四季度實施，實施日期以最新的監管公告為準。
The investor status arrangements under the Hong Kong Investor Recognition System will also be applied to the first public offer for the first time and will be implemented in the fourth quarter of 2022, on the basis of the latest regulatory announcement.
證監會: https://www.sfc.hk/TC/Rules-and-standards/Investor-Identification-and-OTC-securities-reporting
CVM: https://www.sfc.hk/TC/rules-and-standards/Investor-Identification-and-OTC-security-reporting
香港交易所: https://www.hkex.com.hk/Services/Trading/Securities/Overview/Trading-Mechanism/HKIDR?sc_lang=zh-HK
Hong Kong Exchange: https://www.hkex.com.hk/services/Trade/Securities/Overview/Trade-Mechanism/HKIDR?sc_lang=zh-HK
「首次公開招股」(IPO)是指一間公司首次向公眾投資者發行新股及將證券在證券交易所上市買賣。
The "first public offer" (IPO) refers to a company that first issues new shares to public investors and sells certificates on a securities exchange.
i-banking客戶可透過這項服務經網上認購首次發行的新股(黃表申請)。
I-banking clients can buy new shares (Yellow applications) through this service for the first time.
客戶須：
Clients must:
- 為本行的i-banking客戶(個人客戶)；
- 為個人申請者；
- 擁有有效個人名義1 戶通“投資” (黃表申請者)；
- 個別公司於首次公開招股或許會接受非香港居民申請，詳情請參閱有關招股書。
第一步
於決定認購新股前，你應該細閱有關之招股書，才作出投資決定。你可於登入i-banking後，到 "證券交易"(須進行雙重認證) > "新股認購"中取得有關之招股資料
the first step is
before you decide to buy a new stock, you should look into the offer and make an investment decision.
第二步
按"網上認購"鍵及閣下欲申請之新股，細閱電子公開招股服務之條款及細則及一般條款，填寫申請表及發出有關之付款指示，以便我們於特定時間從你的1戶通“存款”扣除認購股款
Step 2
uses the "Acquisition on the Internet" key and the new shares that your Excellency wishes to apply for, and details and general terms, to fill out the application form and issue the payment instructions in question, so that we can deduct the purchase from one of your "deposits" at a given time. ]
第三步
確認你的申請詳情及於網上遞交申請表後，你即獲發參考編號以作記錄
Step 3
confirms that the details of your application are available online and that your reference number is posted for the record. ]
第四步
請確保你的指定支賬賬戶有足夠款項以便我們於所定的時間過賬，否則有關申請將會自動作廢，亦不作另行通知
Please make sure that your designated account has sufficient funds to allow us to pay at the specified time, or the application will be cancelled without further notice.
不可以，申請表一旦獲得接納，即不得修改或取消。
It is not possible to modify or cancel the application form once it has been accepted.
我們會於所指定的支賬賬戶中扣除申請股份所需之款項後把申請表於正式截止時間前送交股份過戶登記處。如申請表上有任何錯誤或你的1戶通“存款”未有足夠款項，申請將會自動作廢，並不另行通知。
If there is any error on the application form or if your "deposit deposit" is not sufficient, the application will be cancelled without further notice.
黃表申請者
退款將會於指定的退款日直接存入客戶的1戶通“存款”內。
The refund will be deposited directly into one of the client's “deposits” on the specified refund dates.
黃表申請者
如客戶之申請全部或部份獲接納，所獲配發之證券將會直接存入客戶的1 戶通"投資"內。
If all or part of the client's application is accepted, the issued certificate will be deposited directly into the client's "investment" account.
有關資料以個別EIPO為準。
This post is part of our special coverage EIPO.
不可以。
You can't.
特殊目的收購公司 (SPAC) 是一種沒有經營業務的公司，其成立的唯一目的是在預定的時間內就收購或業務合併與目標公司進行交易（SPAC 併購交易），從而使目標公司上市 （繼承公司）。 SPAC 股份是由 SPAC 發行的上市股份類別，而 SPAC 權證是由 SPAC 發行的上市權證類別，持有人行使有關權證後可認購或購買繼承公司的股份。
The Special Purpose Purchase Corporation (SPAC) is a company that does not run a business and is established solely for the purpose of trading with the target company in the purchase or consolidation of the business (SPAC buy-off) within the prescribed time frame, thereby placing the target company on the market (inheritor company). The SPAC shares are classified as listed shares issued by the SPAC, while the SAC is licensed as a listing certificate issued by the SPAC, which allows the holder to purchase or purchase the shares of the company after exercising the relevant title.
只有根據證監會的操守準則下的專業投資者才能購買在主板上市的 SPAC 股份和 SPAC 權證。
Only professional investors under the SEC's code of conduct can purchase SPAC shares and SPAC rights listed on the board.
中華通—指為互相進入聯交所和上交所/深交所市場，由聯交所、上交所/深交所、香港結算和中國結算建立的或將要建立的證券交易及結算互聯互通機制。
CUSTOND – The market for mutual entry and surrender/deep exchange is the certificate transaction and accounting interconnectivity established or to be established by the joint exchange, surrender/deep exchange, Hong Kong accounting and China accounting.
港股通—內地合資格投資者可透過滬港通南向交易於上海證券交易所(上交所)/深圳証券交易所(深交所)登記的內地證券所及證券交易服務公司，向港交所發出交易指示買賣於香港聯合交易上市(港交所)的合資格港股通證券。合資格證券包括恆生綜合大型股指數及恆生綜合中型股指數的成份股，以及所有同時於上交所/深交所及港交所上市的證券。
Hong Kong Stock Exchanges (HUNCs) – Inland equity investors can deliver to Hong Kong, through Hong Kong to South China, certificates issued by the Inland Certificate Office and the Stock Exchange of the Shanghai Stock Exchange/Shenzhen Stock Exchange (HUNSEX) to Hong Kong for the sale of shares in Hong Kong joint trading (HKCTS) issued by the Trade Directions for the sale of shares in Hong Kong’s joint stock exchange.
滬股通—香港及海外投資者可透過滬港通北向交易於港交所登記的本地證券所及證券交易服務公司，向上交所/深交所發出交易指示買賣於上交所/深交所上市的合資格滬股通/深股通證券。滬股通的合資格證券包括上證180指數及上證380指數成份股，以及所有同時於上交所及港交所上市的證券(不包括被實施風險警示及並非以人民幣買賣的證券)；深股通的合資格證券包括深證成份指數及深證中小創新指數成分股，市值60億元人民幣以上的深證成分指數及深證中小創新指數成分股，以及所有同時於深交所及港交所上市的證券(不包括被實施風險警示及並非以人民幣買賣的證券)
Stock exchange – Hong Kong and overseas investors can sell the transaction instructions issued to Hong Kong through the local certificate offices and securities trading services that have been traded to Hong Kong through Hong Kong to the north (excluding those that have been subjected to risk alerts and have not been sold in Chinese currency); the stock exchange certificate includes the shares of the stock exchange in the market where the transaction has been made; the shares in the stock exchange are valued at 180 points and the shares in the 380 points, and all the securities in the market that have been transferred to Hong Kong at the same time (not including those that have been subjected to risk alerts and not sold in Chinese currency); the shares in the stock exchange card include the shares of the stock exchange in deep evidence and the small and innovative indicators in deep evidence, which are valued at more than 600 million yuan in Chinese yuan, and the shares in the deep proofs of the new ingredients in Hong Kong, and all certificates in the same time that have been sold in Hong Kong and Hong Kong (not including those that have been subjected to risk assessment and not sold in Chinese currency)
你可透過以下渠道買賣滬股通/深股通證券：
You can buy bonds/deep coupons through the following channels:
- 網上理財
- inVest 動感投資
- 自動電話理財證券買賣專線
- 專人接聽證券買賣熱線
只接受限價盤。
Only price-limits are accepted.
與港股的交收安排不同，北向交易會按照上交所/深交所A股市場的交收週期進行。證券交收會於交易日（T日）進行，款項交收則會於T+1日進行。
In contrast to the Hong Kong share transfer arrangements, the North-to-North trading meeting is conducted on the basis of the clearing period of the A share market at the drop-out/deep-off point.
不可以，北向交易不允許進行即日買賣，你於交易日（Ｔ日）買入的滬股通/深股通證券只可以於T+1日或之後賣出。此外，你可以將即日賣出證券的款項即時買入其他滬股通/深股通證券。
You can only sell T+1 or later on the day of the transaction. In addition, you can buy other TPI/DEU coupons on the day of the sale.
北向交易不允許更改買賣指示。如欲更改買賣指示，你必須先取消原有未執行的買賣指示，於成功取消後，閣下可重新提交新的買賣指示。
North-to-North transactions are not allowed to change the purchase instructions. If you want to change the purchase instructions, you must cancel the previous unexecuted purchase instructions and, if they are successfully cancelled, your Excellency can resubmit the new purchase instructions.
你需支付第三者費用如經手費、證管費、過戶費、交易印花稅，以及本行費用如經紀佣金。詳情請參閱「投資產品服務收費」。有關費用會以人民幣支付。
You have to pay for third parties’ fees, such as manual fees, certificate fees, home fees, transaction stamp taxes, and fees for the business, such as agency commissions. Read more about the cost of investing in goods and services. The fees will be paid in the currency of the People’s Republic of China.
你於下列情況下將不可以買入滬股通/深股通證券：
a)該等證券不再屬於有關指數成份股；
b)該等證券被實施風險警示；
c)該等證券相應的H股不再在聯交所掛牌買賣；
d)每日額度餘額降至零或以下。
You will not be able to buy a stock exchange/deep certificate if:
a) the certificate is no longer part of the index;
b) the certificate is warned of the risks involved;
c) the share of H corresponding to the certificate is no longer traded in the joint transaction; and
d) the balance of the daily amount is reduced to zero or below.
所有滬股通/深股通證券每手均為100股（必須以整手發出買入指示），僅沽出指示可接納碎股(碎股須一次過沽出)。滬股通/深股通證券最低上落價位劃一為人民幣0.01元。每宗單一買賣指示之最高限額為100萬股。
All shares/deep shares are 100 shares per hand (the purchase instructions have to be sent out with the whole hand), but only indications are given that the shares can be collected (the shares have to be sampled at once). The lowest down payment for the shares/deep shares is 0.01 yuan. The maximum limit for each single purchase instruction is 1 million shares.
你的買入指示的最終成交股數有可能出現碎股。
Your purchase instructions may end up with broken shares.
北向交易在惡劣天氣情況下的交易安排如下：
North-to-North trading arrangements in bad weather conditions are as follows:
- 若上交所/深交所通知由於惡劣天氣下一交易日可能暫停A 股交易，聯交所將會相應地通知香港市場。
- 假如 8 號（或以上）颱風訊號及 / 黑色暴雨警告在香港市場開市前發出，北向交易將暫停服務。當該訊號停止，北向交易按照現行香港做法恢復交易。（詳情請參閱香港交易所網站：http://www.hkex.com.hk/chi/market/typhoons/tradingarrangement_c.htm）
- 假如 8 號（或以上）颱風訊號在香港市場開市後但上海/深圳市場開市前發出（9 時至9 時15 分之間），北向交易將暫停服務。
- 假如 8 號（或以上）颱風訊號在上海/深圳市場開市後才發出，於訊號發出後15分鐘後將停止交易。之後只會接受取消買賣指示直至上交所/深交所收市。
| 情況 | 北向交易 | 香港市場現有安排 |
|---|---|---|
| 八號颱風訊號 / 黑色暴雨警告於香港市場開市前發出(即早上9時前) | 不開放 | 不開放 |
| 八號颱風訊號於早上9時至9時15分之間發出 | 不開放 | 開市前時段後停止交易 |
| 八號颱風訊號於早上9時至9時15分之間發出（即早上9時15分） | 15分鐘後停止交易，之後只接受取消買賣指示直至上交所/深交所收市 | 15分鐘後停止交易 |
| 黑色暴雨警告於香港市場開市後發出 | 如常交易 | 如常交易 |
| 八號颱風訊號 / 黑色暴雨警告於中午12時前解除 | 兩小時後恢復交易 | 兩小時後恢復交易 |
| 八號颱風訊號 / 黑色暴雨警告於中午12時後解除 | 不開放 | 不開放 |
| 不，中華通並不支援首次公開招股。 No, China-China doesn't support the first public offer. 你可透過香港交易所網站的「中國證券市場網頁」查閱更多有關滬港通的資訊，例如投資者資料文件、投資者常見問題、合資格股份、投資額度餘額等等。 You can access more information about Hong Kong through the Hong Kong Exchange's "China Stockmark Market" website, such as investors' data files, investors' usual problems, equity shares, investment balances, etc. ( (
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